Couverture de The Synergy Compliance Podcast

The Synergy Compliance Podcast

The Synergy Compliance Podcast

De : Scott P. Gill
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 Whether you're a solo advisor, part of a growing firm, or managing compliance at scale, The Synergy Compliance Podcast breaks down the latest regulatory updates, compliance best practices, and real-world challenges—without the legalese.Scott P. Gill Economie
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    Épisodes
    • The AI Revolution

      The AI Revolution
      Feb 19 2026

      In this episode, Scott P. Gill is joined by Synergy's Director of Strategic Management, David Gill, to discuss the Artificial Intelligence revolution. The one big takeaway from their conversation? AI is essential for businesses at all levels to foster growth, process enhancements, and efficiency. Scott and David share practical advice on embracing new technology and the benefits of staying ahead of inevitable change.

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      28 min
    • Tax Services and RIAs: Compliance Considerations for Advisers Who Cross the Tax Line

      Tax Services and RIAs: Compliance Considerations for Advisers Who Cross the Tax Line
      Jan 17 2026

      As we step into January 2026, many financial advisers face the annual hustle of tax season. In the latest episode of the Synergy Compliance Podcast, host Scott P. Gill emphasizes the critical compliance considerations that Registered Investment Advisers must keep in mind when offering tax services. Eric Moeller is a featured guest and offers critical insights to this complex service offering.
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      28 min
    • The Pros and Cons of Tiered Service Models

      The Pros and Cons of Tiered Service Models
      Nov 21 2025

      In this conversation, Scott P. Gill and Eric Moeller discuss the complexities of managing tiered service offerings and the potential impact on client relationships.

      This episode highlights how the widening gap between service tiers can lead to feelings of undervaluation among lower-tier clients, emphasizing the importance of maintaining balance and visibility across all tiers to foster positive relationships.
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      26 min
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