Couverture de Real Life Regulators: Financial Fraud

Real Life Regulators: Financial Fraud

Real Life Regulators: Financial Fraud

De : NASAA
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NASAA’s Real Life Regulators podcast spotlights investment fraud cases from the files of state and provincial securities regulators and features interviews with the investigators and attorneys who bring these fraudsters to justice. Taking listeners through the investigative process provides an insider’s view of how to identify an investment scam.All rights reserved
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    Épisodes
    • Trends, Traps, and Truth – The World of Finfluencers
      Oct 23 2025

      Today we’re diving into the world of finfluencers – social media personalities who dish out financial advice – sometimes with risky consequences for investors. With expert guests John Eichkorn and Sammy Wu, we’ll explore how to spot misleading content, avoid investment scams, and find trustworthy sources for your financial decisions. If you’ve ever thought about taking money tips from TikTok or Instagram, this is one episode you won’t want to miss.

      If you would like more information about finfluencers, you can read the Informed Investor Advisory: Finfluencers located here.

      The advisory as produced by NASAA’s Investor Education Alerts and Advisory Project Group.

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      38 min
    • NASAA 2025 Top Investor Threats
      Sep 8 2025

      Scams involving cryptocurrency, social media apps, and marketing tactics designed to play on emotions made NASAA’s 2025 annual list of top investor threats. In today’s special episode of Real-Life Regulators, we are joined by Amanda Senn, Director of the Alabama Securities Commission, and she also serves as NASAA’s Enforcement Section Chair. She will share how to detect, protect, and report these scams, and hopefully, after listening to this episode, you will be able to avoid these threats.

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      43 min
    • The Schemery at the Creamery
      Jul 22 2025

      From award-winning dairy to devastating deception. Trickling Springs Creamery, a beacon of East Coast goodness, hid a chilling secret. Philip Riehl, one of their own, used the sacred trust of his Amish and Mennonite community to build a multi-million dollar lie. He milked more than cows, draining the life savings of his Amish and Mennonite neighbors. How did a simple promise of prosperity become a web of deceit, where faith was the ultimate weapon? The creamery's success? A mirage. The truth? A bitter lesson in the fragility of trust, even among the faithful.

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      28 min
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