Couverture de Ep 81 - Compliance under SEC Rule 192

Ep 81 - Compliance under SEC Rule 192

Ep 81 - Compliance under SEC Rule 192

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 Chris Killian, Managing Director, Corporate Credit and Securitization at SIFMA, joins host Patrick Dolan to discuss compliance programs in relation to SEC Rule 192. They focus on the impact of clause (a)(3)(iii) and the SEC’s no-action relief issued on May 16, 2025.

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