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RIA Confidential Podcast

RIA Confidential Podcast

De : Ray Gettins and Jonathan Andrews
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 About RIA Confidential: Your Source for the Truth About Going Independent!

Where financial advisors get straight answers.

Hosted by attorney Jonathan Andrews and featuring RIA transition expert Ray Gettins (Your RIA Mentor), the show dives into what it really takes to leave the broker-dealer model behind and thrive as an independent RIA.

Each episode tackles the legal, financial, operational, and emotional realities of going RIA. From compliance and tech to ownership and mindset shifts, we go deep into the challenges most advisors don’t hear about until they’re already stuck.

If you're ready for the real story, straight from advisors who’ve already made the leap, the Show promises to:
-Demystify the RIA journey;
-Share unfiltered advisor experiences;
-Equip you with tools and confidence to take control

Meet the Team:

Ray Gettins, Your RIA Mentor: Ray brings decades of financial industry experience and now helps advisors transition to RIA freedom (But only if it’s the right decision for you). Helping you decide what’s best for you, Ray is known for cutting through noise and offering practical, proven guidance without the typical hype.

Jonathan Andrews – BraveHeartsTV, Host Jonathan is a business strategist with Beneficial Business Solutions and attorney with a knack for clarity. He keeps the show focused and useful, asking the questions you need answered.

The RIA Confidential Podcast is Launched on July 23, 2025.

Expect honest conversations, real strategies, and maybe a few surprises!

If you’re RIA-curious, this show’s for you!



United Advisor Group ("UAG"), is a federally registered investment adviser under the Investment Advisers Act of 1940. Registration as an investment adviser does not imply a certain level of skill or training. UAG, Form ADV Part 2A & CRS can be obtained by visiting: https://adviserinfo.sec.gov and search for our firm name. Neither the information nor any opinion expressed is to be construed as solicitation to buy or sell a security of personalized investment, tax, or legal advice.RIA CONFIDENTIAL Direction Economie Management et direction
Épisodes
  • The Compliance Myth That Keeps Advisors From Independence

    The Compliance Myth That Keeps Advisors From Independence
    Apr 22 2026
    How many advisors have talked themselves out of independence because of compliance fear? More than most people realize. In this episode of RIA Confidential, we sit down with Hadrius to take on one of the biggest forces keeping advisors stuck: the belief that compliance on the independent side is simply too overwhelming, too risky, or too complicated to handle. But what if that story is incomplete? This conversation pulls back the curtain on the myths, misunderstandings, and mental roadblocks that keep advisors from fully exploring the RIA path. We talk about what compliance really looks like today, why perception and reality are often two very different things, and how the right structure and support can change everything. For advisors who have ever wondered whether compliance is truly the obstacle (or just the obstacle they have been taught to fear) this is a conversation worth hearing. In this episode, you’ll hear:
    • The compliance myths that keep advisors from making the leap
    • Why fear often grows larger than the facts
    • What advisors should understand before ruling out independence
    • How modern support systems can reduce friction and uncertainty


    Episode Footer - Ready to take control of your future?
    • Run the numbers with the free RIA Calculator at RIACalculator.org
    • Connect with us on LinkedIn at RIA Confidential Podcast
    • Book a confidential call with Ray at RIAMentor.com
    • Visit our website: RIAConfidential.com
    Because you don’t have to be caught in the shuffle. You can write your own story.
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    18 min
  • Beyond the "House of No": How Chris Tasik Built his Advisor Independence

    Beyond the "House of No": How Chris Tasik Built his Advisor Independence
    Mar 25 2026
    What happens when a successful advisor realizes the old model no longer fits the business they want to build?

    In this episode, Chris Tasik shares the story behind his move beyond the “House of No” — leaving behind bureaucracy, limitations, and isolation to create a more intentional version of his practice.

    What makes this conversation powerful is that it is not just about breaking away. It is how he went about building something better: better support, better tools, better alignment, and a better client experience.

    Chris also reveals one of the biggest surprises of independence — that in the right environment, it does not feel like going it alone at all. It feels like freedom and community ---a potent combination.

    Key Takeaways
    • True independence is not just about leaving something behind. It is about building the next version of the business with better alignment, better support, and more room to grow.
    • Chris’s move was driven by frustration with unnecessary bureaucracy, limited flexibility, and a broker-dealer affiliation that no longer matched how he was actually serving clients.
    • In the right environment, independence does not mean isolation. It can create more collaboration, stronger peer support, and a real sense of community.
    • Better tools, open architecture, and a supportive culture can directly improve the client experience, which is ultimately what the transition is all about.
    • One of the biggest surprises Chris found was that independence brought not only more control, but also more happiness, more possibility, and a stronger network of like-minded advisors.


    Episode Footer - Ready to take control of your future?
    • Run the numbers with the free RIA Calculator at RIACalculator.org
    • Connect with us on LinkedIn at RIA Confidential Podcast
    • Book a confidential call with Ray at RIAMentor.com
    • Visit our website: RIAConfidential.com
    Because you don’t have to be caught in the shuffle. You can write your own story.
    Afficher plus Afficher moins
    20 min
  • What Independence Really Takes - A Real RIA Launch Case Study

    What Independence Really Takes - A Real RIA Launch Case Study
    Feb 25 2026
    On this episode of RIA Confidential, hosts Jonathan Andrews and Ray Gettins II bookend a real-world case study with Skee Orr, co-founder of Kinetic Wealth, a fee-only planning firm in Knoxville, TN.

    Jonathan and Ray open the show by reframing what “going independent” really looks like: Less like a single leap and more like a chain of decisions around motivation, timing, support, and capacity.

    Before cutting to the full 9:47 case study interview, they give listeners a simple three-question framework to evaluate their own readiness to go RIA: who they're really building for, what client experience they're actually delivering, and what support system they truly have in place.

    After the interview, they return to the studio for a fast, conversational post-game breakdown. Together they unpack the key themes from Skee Orr's first year as a fee-only RIA: why being genuinely client-first becomes a decision filter, how timing is more about personal and operational capacity than markets, why community functions as real infrastructure in independence, and how to realistically tackle the "all the hats" throughput problem.

    They close with practical next steps for advisors who are seriously considering the leap: from pressure-testing the economics at RIAconfidential.com to thinking through tech stack, support, and the first 90 days as an independent RIA.

    Ideal for: wirehouse and broker-dealer advisors considering a move to the RIA model, fee-based advisors curious about full independence, and teams wrestling with how to align their structure with a truly client-first standard.

    Episode Footer - Ready to take control of your future?
    • Run the numbers with the free RIA Calculator at RIACalculator.org
    • Connect with us on LinkedIn at RIA Confidential Podcast
    • Book a confidential call with Ray at RIAMentor.com
    • Visit our website: RIAConfidential.com
    Because you don’t have to be caught in the shuffle. You can write your own story.
    Afficher plus Afficher moins
    20 min
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